Compliance Issues with Using Booklets
In your back office, on the left, click "Finra/Compliance" and you will find options and also FINRA review letters You have choices other than to...
Mon, 20 Jul, 2020 at 11:20 AM
In your back office, on the left, click “FINRA/Compliance” and you will see a link there to download the booklets in MS Word format.
You can then ...
Wed, 28 Jan, 2015 at 6:39 PM
You are able to make changes to both the content (for compliance reasons) and the design of this booklet. There are no limits to the changes you are...
Sat, 18 Jul, 2015 at 11:06 AM
We have dozens of agents from every major firms using the SeniorLeads system. However, we have no way to extract these people from our database by compan...
Sat, 18 Jul, 2015 at 11:16 AM
The sample booklets are here and you can also modify if you desire: http://advisorbooklets.com/samples.php
Fri, 30 Jan, 2015 at 4:50 PM